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Strategic Advisor TO CEO · Principal Asset Management

Simon A. McKay

CRD 4550744 · Named on Form ADV at one SEC-registered adviser

At a glance

Principal Asset Management, an SEC-registered asset manager based in DES Moines, IA with $427.7 billion in regulatory assets, lists Simon A. McKay on its Form ADV as Strategic Advisor TO CEO, a control person.

Firms and roles

AtlasMembers

Simon’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

6 more people named with Simon on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Simon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.