Adviser and broker representative · Dba Seaside Financial & Insurance Services
Shawn C. Orser
CRD 2962642 · Carlsbad, CA
At a glance
Shawn C. Orser is an investment adviser representative with Dba Seaside Financial & Insurance Services in Carlsbad, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Shawn’s SEC record dates to 2008, about 18 years ago. Shawn is also registered as a broker representative.
Current advisory firm
- Dba Seaside Financial & Insurance ServicesSince January 2018Carlsbad, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 5 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Shawn’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Dba Seaside Financial & Insurance Services
- Alison A. FarrinCarlsbad
- Cody H. LaidlawGreenwich
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