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Adviser and broker representative · Independent Financial Group, LLC

Shao-Tsung Tseng

CRD 5704440 · Sunnyvale, CA

At a glance

Shao-Tsung Tseng is an investment adviser representative with Independent Financial Group, LLC in Sunnyvale, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Shao-Tsung’s SEC record dates to 2015, about 11 years ago. Shao-Tsung is also registered as a broker representative. Designations on file: Chartered Financial Consultant.

Current advisory firm

SEC adviser record

Registered since
2015 (11 years)
Designations
Chartered Financial Consultant
Exams
Series 63, Series 65
Registered in
2 states
Also a broker representative
Yes
Disclosures on record
Yes, see the SEC record

AtlasMembers

Shao-Tsung’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
2 firmsLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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