Adviser and broker representative · Valley Financial Management, Inc.
Shannon Littlejohn
CRD 2834715 · New York, NY
At a glance
Shannon Littlejohn is an investment adviser representative with Valley Financial Management, Inc. in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Shannon’s SEC record dates to 2011, about 15 years ago. Shannon is also registered as a broker representative.
Current advisory firms
- Valley Financial Management, Inc.Since July 2026New York, NY · $0M in regulatory assets
- Valley Wealth Managers, Inc.Since August 2023St. Petersburg, FL · $2.7B in regulatory assets
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Shannon’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 8 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Valley Financial Management, Inc.
- Carlos M. Batista GutierrezNew York
- Daniel H. BernzweigNew York · Chartered Financial Analyst
- Kathleen M. BuskeNew York · Certified Financial Planner
- Jamie L. CaseyNew York
- Allon HarrisNew York
- Andrew JianetteNew York
- Ayelet O. KindlerNew York · Certified Financial Planner
- Amanda SpiteriNew York
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