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Managing Director, Chief Compliance Officer · Nuveen Alternatives Advisors LLC

Shalinni A. Thompson

CRD 7034142 · Named on Form ADV at one SEC-registered adviser

At a glance

Nuveen Alternatives Advisors LLC, an SEC-registered asset manager based in New York, NY with $142.0 billion in regulatory assets, lists Shalinni A. Thompson on its Form ADV as Managing Director, Chief Compliance Officer.

Firms and roles

AtlasMembers

Shalinni’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Keith F. AtkinsonSenior Managing Director, Associate General Counsel & Assistant Secretary, Nuveen Alternatives Advisors LLC
  • Megan E. SendlakManaging Director, Controller, Nuveen Alternatives Advisors LLC
  • Laura M ParrottSenior Managing Director, Nuveen Alternatives Advisors LLC
  • Chad W. PhillipsManaging Director, Nuveen Alternatives Advisors LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shalinni’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.