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Managing Director · Nuveen Alternatives Advisors LLC

Chad W. Phillips

CRD 4823469 · Named on Form ADV at one SEC-registered adviser

At a glance

Nuveen Alternatives Advisors LLC, an SEC-registered asset manager based in New York, NY with $142.0 billion in regulatory assets, lists Chad W. Phillips on its Form ADV as Managing Director, a control person.

Firms and roles

AtlasMembers

Chad’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Keith F. AtkinsonSenior Managing Director, Associate General Counsel & Assistant Secretary, Nuveen Alternatives Advisors LLC
  • Megan E. SendlakManaging Director, Controller, Nuveen Alternatives Advisors LLC
  • Shalinni A. ThompsonManaging Director, Chief Compliance Officer, Nuveen Alternatives Advisors LLC
  • Laura M ParrottSenior Managing Director, Nuveen Alternatives Advisors LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Chad’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.