Adviser and broker representative · LPL Financial LLC
Seamus J. Whalen
CRD 5205295 · Woodbridge, NJ
At a glance
Seamus J. Whalen is an investment adviser representative with LPL Financial LLC in Woodbridge, NJ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Seamus’s SEC record dates to 2007, about 18 years ago. Seamus is also registered as a broker representative.
Current advisory firm
- LPL Financial LLCSince April 2024Woodbridge, NJ · $819B in regulatory assets
SEC adviser record
- Registered since
- 2007 (18 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Seamus’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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