Director, Board of Directors · AST Investment Services, Inc.
Scott E. Gaul
CRD 5773507 · Named on Form ADV at one SEC-registered adviser
At a glance
AST Investment Services, Inc., an SEC-registered asset manager based in Shelton, CT with $91.5 billion in regulatory assets, lists Scott E. Gaul on its Form ADV as Director, Board of Directors, a control person.
Firms and roles
- AST Investment Services, Inc.Director, Board of DirectorsAsset manager · Shelton, CT · $91B in regulatory assets
AtlasMembers
Scott’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Scott E. BenjaminDirector, Board of Directors, AST Investment Services, Inc.
- Claudia DigiacomoChief Legal Officer, AST Investment Services, Inc.
- Frank PapasavasTreasurer, AST Investment Services, Inc.
- Robert R. KutylaController, AST Investment Services, Inc.
- Patricia E. FlynnChief Compliance Officer, AST Investment Services, Inc.
1 more person named with Scott on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.