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Chief Compliance Officer · Pgim Investments LLC

Patricia E. Flynn

CRD 5067089 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Pgim Investments LLC, an SEC-registered asset manager based in Newark, NJ with $344.8 billion in regulatory assets, lists Patricia E. Flynn on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Patricia at 2 other registered advisers.

Firms and roles

AtlasMembers

Patricia’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

8 more people named with Patricia on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patricia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.