Adviser and broker representative · Rockefeller Financial LLC
Samantha L. Zapoleon
CRD 2803072 · Boca Raton, FL
At a glance
Samantha L. Zapoleon is an investment adviser representative with Rockefeller Financial LLC in Boca Raton, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Samantha’s SEC record dates to 1997, about 28 years ago. Samantha is also registered as a broker representative.
Current advisory firm
- Rockefeller Financial LLCSince December 2020Boca Raton, FL · $100B in regulatory assets
SEC adviser record
- Registered since
- 1997 (28 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Samantha’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Rockefeller Financial LLC
- Christopher M. BellBoca Raton
- John M. Duane IIIBoca Raton
- Nelson F. FaroBoca Raton
- Mason X. LiuBoca Raton
- Elizabeth A. TremaglioBoca Raton
- Debra A. VeselitzaBoca Raton
- Jeffrey R. ZapoleonBoca Raton
- Adam S. AbramsonAtlanta · Certified Financial Planner
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