Adviser and broker representative · Cetera Investment Advisers LLC
Sally S. Nicoli
CRD 6889876 · Johns Island, SC
At a glance
Sally S. Nicoli is an investment adviser representative with Cetera Investment Advisers LLC in Johns Island, SC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Sally’s SEC record dates to 2018, about 8 years ago. Sally is also registered as a broker representative.
Current advisory firm
- Cetera Investment Advisers LLCSince November 2023Johns Island, SC · $257B in regulatory assets
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Sally’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.