Investment adviser representative · Peak Financial Management Inc.
Roberto M. Pandolfi
CRD 7200273 · Wellesley, MA
At a glance
Roberto M. Pandolfi is an investment adviser representative with Peak Financial Management Inc. in Wellesley, MA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Roberto’s SEC record dates to 2020, about 6 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- Peak Financial Management Inc.Since February 2020Wellesley, MA · $534M in regulatory assets
SEC adviser record
- Registered since
- 2020 (6 years)
- Designations
- Certified Financial Planner
- Exams
- Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Roberto’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Peak Financial Management Inc.
- Christopher K. GaffneyWellesley · Certified Financial Planner
- Robert S. RoselliWellesley · Certified Financial Planner
- Shaun P. ThompsonWellesley · Certified Financial Planner, Chartered Financial Analyst
- Neel K. TikuWellesley
- Pran N. TikuNaples · Certified Financial Planner, Chartered Financial Consultant
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