Managing Director, Chief Financial Officer · Needham & Company, LLC
Robert Joseph Fiordaliso
CRD 2518397 · Named on Form ADV at one SEC-registered adviser
At a glance
Needham & Company, LLC, an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Robert Joseph Fiordaliso on its Form ADV as Managing Director, Chief Financial Officer, a control person.
Firms and roles
- Needham & Company, LLCManaging Director, Chief Financial OfficerBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- John Joseph Jr PriorManaging Director, CEO of the Needham Group, Inc., Needham & Company, LLC
- James Michael AbbruzzeseManaging Director, Chief Administrative Officer & Acting Head of Sales, Needham & Company, LLC
- Andrew Joseph MalikManaging Director, Chairman, Needham & Company, LLC
- Jack James IacovoneManaging Director, CEO & Head of Investment Banking, Needham & Company, LLC
- Salvatore Anthony MerlinoManaging Director, Chief Compliance Officer, Needham & Company, LLC
3 more people named with Robert on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.