Managing Director, Chairman · Needham & Company, LLC
Andrew Joseph Malik
CRD 317860 · Named on Form ADV at one SEC-registered adviser
At a glance
Needham & Company, LLC, an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Andrew Joseph Malik on its Form ADV as Managing Director, Chairman, a control person.
Firms and roles
- Needham & Company, LLCManaging Director, ChairmanBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Andrew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- John Joseph Jr PriorManaging Director, CEO of the Needham Group, Inc., Needham & Company, LLC
- James Michael AbbruzzeseManaging Director, Chief Administrative Officer & Acting Head of Sales, Needham & Company, LLC
- Jack James IacovoneManaging Director, CEO & Head of Investment Banking, Needham & Company, LLC
- Robert Joseph FiordalisoManaging Director, Chief Financial Officer, Needham & Company, LLC
- Salvatore Anthony MerlinoManaging Director, Chief Compliance Officer, Needham & Company, LLC
3 more people named with Andrew on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.