Member, Chief Compliance Officer · N.E.W. Advisory Services, LLC
Robbie J. Hayes
CRD 5636279 · Named on Form ADV at one SEC-registered adviser
At a glance
N.E.W. Advisory Services, LLC, an SEC-registered wealth manager based in De Pere, WI with $1.6 billion in regulatory assets, lists Robbie J. Hayes on its Form ADV as Member, Chief Compliance Officer, a control person.
Firms and roles
- N.E.W. Advisory Services, LLCMember, Chief Compliance OfficerWealth manager · De Pere, WI · $1.6B in regulatory assets
AtlasMembers
Robbie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Debra A. DeleersMember, N.E.W. Advisory Services, LLC
- Andrew R. HermsenMember, N.E.W. Advisory Services, LLC
- Michael G. WhitehouseMember, N.E.W. Advisory Services, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robbie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.