Investment adviser representative · Broken Investing, LLC
Rishi R. Sriram
CRD 7881514 · Waco, TX
At a glance
Rishi R. Sriram is an investment adviser representative with Broken Investing, LLC in Waco, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Rishi’s SEC record dates to 2025, about 1 years ago.
Current advisory firm
- Broken Investing, LLCSince September 2025Waco, TX · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Rishi’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
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