Adviser and broker representative · Financial First Advisors, Inc.
Richard H. Wagener
CRD 456270 · Columbia, MD
At a glance
Richard H. Wagener is an investment adviser representative with Financial First Advisors, Inc. in Columbia, MD, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Richard’s SEC record dates to 1991, about 35 years ago. Richard is also registered as a broker representative. Designations on file: Certified Financial Planner, Chartered Financial Consultant.
Current advisory firms
- Financial First Advisors, Inc.Since February 1991Columbia, MD · State-registered or not in the SEC’s list
- Wagener-Lee, LLCSince January 2006Columbia, MD · State-registered or not in the SEC’s list
- Raymond James Financial Services Advisors, Inc.Since January 2009Columbia, MD · $390B in regulatory assets
SEC adviser record
- Registered since
- 1991 (35 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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