Adviser and broker representative · Wells Fargo Advisors Financial Network, LLC
Richard P. Kass
CRD 1328820 · New York, NY
At a glance
Richard P. Kass is an investment adviser representative with Wells Fargo Advisors Financial Network, LLC in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Richard’s SEC record dates to 1993, about 33 years ago. Richard is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Wells Fargo Advisors Financial Network, LLCSince January 2026New York, NY · $252B in regulatory assets
SEC adviser record
- Registered since
- 1993 (33 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Wells Fargo Advisors Financial Network, LLC
- Stephanie AcklerNew York
- Ira M. BaumanNew York
- Andrew BennettNew York
- Alan P. BrachfeldNew York · Certified Financial Planner
- Kenneth CarterNew York
- Samuel A. ChapinNew York
- Jordan L. CohenNew York · Certified Financial Planner
- Michael A. CoraggioNew York
Every advisor at Wells Fargo Advisors Financial Network, LLC →Wells Fargo Advisors Financial Network, LLC: assets, clients and custodians →Wells Fargo news, moves and payouts →Financial advisors in New York, NY →Every Wells Fargo Advisors Financial Network, LLC advisor in New York →Advisor Moves: who changed firms this week →