Trustee · Prentiss Smith & Company, Inc.
Richard A. Epstein
CRD 2062933 · Named on Form ADV at one SEC-registered adviser
At a glance
Prentiss Smith & Company, Inc., an SEC-registered wealth manager based in Brattleboro, VT with $453 million in regulatory assets, lists Richard A. Epstein on its Form ADV as Trustee.
Firms and roles
- Prentiss Smith & Company, Inc.TrusteeWealth manager · Brattleboro, VT · $453M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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Colleagues named on the same filings (8)
- Prentiss C. SmithDirector/treasurer/owner, Prentiss Smith & Company, Inc.
- Karlie P. BorstSecretary, Vice President and Chief Compliance Officer, Prentiss Smith & Company, Inc.
- Martha M. RichardsonDirector, Prentiss Smith & Company, Inc.
- Prentiss R. SmithPresident/director/owner, Prentiss Smith & Company, Inc.
- Elizabeth R. SmithOwner, Prentiss Smith & Company, Inc.
3 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.