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Trustee · Endowment Wealth Management, Inc.

Richa N. Mehrotra

CRD 8231241 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Endowment Wealth Management, Inc., an SEC-registered wealth manager based in Appleton, WI with $609 million in regulatory assets, lists Richa N. Mehrotra on its Form ADV as Trustee, a control person. The SEC filings also name Richa at 1 other registered adviser.

Firms and roles

AtlasMembers

Richa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Prateek N. MehrotraVice President/ Secretary/ Chief Investment Officer, Endowment Wealth Management, Inc.
  • Robert L. RiedlPresident/ Chief Executive Officer/ Treasurer/ Director of Wealth Management, Endowment Wealth Management, Inc.
  • Wendy S. OrthShareholder, Endowment Wealth Management, Inc.
  • Timothy J. LandoltChief Compliance Officer, Endowment Wealth Management, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.