Partner, Member of Investment and Management Committee, Chief Compliance Officer · Legion Partners Asset Management, LLC
Raymond T. White
CRD 5360420 · Named on Form ADV at one SEC-registered adviser
At a glance
Legion Partners Asset Management, LLC, an SEC-registered private fund adviser based in LOS Angeles, CA with $201 million in regulatory assets, lists Raymond T. White on its Form ADV as Partner, Member of Investment and Management Committee, Chief Compliance Officer, a control person.
Firms and roles
- Legion Partners Asset Management, LLCPartner, Member of Investment and Management Committee, Chief Compliance OfficerPrivate fund adviser · LOS Angeles, CA · $201M in regulatory assets
AtlasMembers
Raymond’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Christopher S. KiperPartner, Member of Investment and Management Committee, Legion Partners Asset Management, LLC
- David A. KatzChief Operating Officer, Legion Partners Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.