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Chief Operating Officer · Legion Partners Asset Management, LLC

David A. Katz

CRD 3253961 · Named on Form ADV at one SEC-registered adviser

At a glance

Legion Partners Asset Management, LLC, an SEC-registered private fund adviser based in LOS Angeles, CA with $201 million in regulatory assets, lists David A. Katz on its Form ADV as Chief Operating Officer, a control person.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Raymond T. WhitePartner, Member of Investment and Management Committee, Chief Compliance Officer, Legion Partners Asset Management, LLC
  • Christopher S. KiperPartner, Member of Investment and Management Committee, Legion Partners Asset Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.