Adviser and broker representative · Cetera Investment Advisers LLC
Ralph E. Rosenbaum
CRD 2940481 · Matawan, NJ
At a glance
Ralph E. Rosenbaum is an investment adviser representative with Cetera Investment Advisers LLC in Matawan, NJ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Ralph’s SEC record dates to 2002, about 24 years ago. Ralph is also registered as a broker representative. Designations on file: Personal Financial Specialist.
Current advisory firm
- Cetera Investment Advisers LLCSince September 2025Matawan, NJ · $257B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Personal Financial Specialist
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Ralph’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.