Chief Compliance Officer · Abacus Asset Management, LLC
Ralph A Milne
CRD 6034910 · Named on Form ADV at one SEC-registered adviser
At a glance
Abacus Asset Management, LLC, an SEC-registered asset manager based in Orlando, FL with $0 in regulatory assets, lists Ralph A Milne on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Abacus Asset Management, LLCChief Compliance OfficerAsset manager · Orlando, FL · $0M in regulatory assets
AtlasMembers
Ralph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- William H. McCauleyChief Financial Officer, Abacus Asset Management, LLC
- Jay J JacksonPresident, Abacus Asset Management, LLC
- Elena PlescoChief Capital Officer, Abacus Asset Management, LLC
- William M. CookHead of Private Credit, Abacus Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ralph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.