Chief Compliance Officer · Fairhaven Financial Advisory Corporation
Rachel C Anderson
CRD 5427633 · Named on Form ADV at one SEC-registered adviser
At a glance
Fairhaven Financial Advisory Corporation, an SEC-registered wealth manager based in East Lansing, MI with $378 million in regulatory assets, lists Rachel C Anderson on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Fairhaven Financial Advisory CorporationChief Compliance OfficerWealth manager · East Lansing, MI · $378M in regulatory assets
AtlasMembers
Rachel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Joseph R BrooksFounder, Fairhaven Financial Advisory Corporation
- Jonathan R. BrooksPresident & Treasurer, Fairhaven Financial Advisory Corporation
- Joshua S. RoberdsVice President & Secretary, Fairhaven Financial Advisory Corporation
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rachel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.