President/chairman of Board/chief Executive Officer · Probity Advisors, Inc.
Porter L. Ozanne
CRD 354799 · Named on Form ADV at one SEC-registered adviser
At a glance
Probity Advisors, Inc., an SEC-registered wealth manager based in Dallas, TX with $859 million in regulatory assets, lists Porter L. Ozanne on its Form ADV as President/chairman of Board/chief Executive Officer, a control person.
Firms and roles
- Probity Advisors, Inc.President/chairman of Board/chief Executive OfficerWealth manager · Dallas, TX · $859M in regulatory assets
AtlasMembers
Porter’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1999 (27 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Porter’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Linda M. OzanneSecretary, Probity Advisors, Inc.
- Christopher T. SorrowVice President/chief Compliance Officer/board Member/chief Operations Officer/chief Financial Officer, Probity Advisors, Inc.
- Marshall T. OzanneTrustee of Probity Shareholder Trust DTD 7/6/2005, Probity Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Porter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.