Adviser and broker representative · Retirement Planning Solutions, LLC

Peter J. Gaughan

CRD 1178030 · Louisville, KY

At a glance

Peter J. Gaughan is an investment adviser representative with Retirement Planning Solutions, LLC in Louisville, KY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Peter’s SEC record dates to 1999, about 26 years ago. Peter is also registered as a broker representative.

Current advisory firm

Retirement Planning Solutions, LLCSince May 2022Louisville, KY · $467M in regulatory assets

SEC adviser record

Registered since: 1999 (26 years)
Designations: None on file
Exams: Series 63, Series 65
Registered in: 2 states
Also a broker representative: Yes
Disclosures on record: Yes, see the SEC record

AtlasMembers

Peter’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website: Locked
Previous firms, with start and end dates: 4 firmsLocked
Employment history: Locked
States they’re registered in: Locked
Outside business activities: Locked
When they joined their current firm, and their firm’s growth: Locked

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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.