Deputy Chief Investment Officer · NLG Capital LLC
Paul N. Koenig
CRD 5256104 · Named on Form ADV at one SEC-registered adviser
At a glance
NLG Capital LLC, an SEC-registered asset manager based in Montpelier, VT with $46.5 billion in regulatory assets, lists Paul N. Koenig on its Form ADV as Deputy Chief Investment Officer, a control person.
Firms and roles
- NLG Capital LLCDeputy Chief Investment OfficerAsset manager · Montpelier, VT · $47B in regulatory assets
AtlasMembers
Paul’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Lisa F. MullerVice President, Chief Counsel, & Secretary, NLG Capital LLC
- Jason J. DoironChief Executive Officer and Chief Investment Officer, NLG Capital LLC
- Gregory Dwight TeeseChief Compliance Officer, NLG Capital LLC
- Peter D. TrojanoVice President, NLG Capital LLC
- Christopher B. ZimmermanAssistant Secretary, NLG Capital LLC
1 more person named with Paul on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paul’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.