Adviser and broker representative · Raymond James & Associates, Inc.
Octave J. Francis III
CRD 1590513 · New Orleans, LA
At a glance
Octave J. Francis III is an investment adviser representative with Raymond James & Associates, Inc. in New Orleans, LA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Octave’s SEC record dates to 2006, about 20 years ago. Octave is also registered as a broker representative.
Current advisory firm
- Raymond James & Associates, Inc.Since April 2018New Orleans, LA · $501B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Octave’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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- Kerry L. KungelNew Orleans
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