Investment adviser representative · Heritage Investment Group, Inc.
Nicklaus B. Mattingly
CRD 5940782 · Tampa, FL
At a glance
Nicklaus B. Mattingly is an investment adviser representative with Heritage Investment Group, Inc. in Tampa, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Nicklaus’s SEC record dates to 2011, about 15 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- Heritage Investment Group, Inc.Since April 2014Tampa, FL · $2.2B in regulatory assets
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- Certified Financial Planner
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Nicklaus’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Heritage Investment Group, Inc.
- Stacy L. BlissPompano Beach
- Craig C. ChuangPompano Beach · Certified Financial Planner, Chartered Financial Analyst
- Erik O. JohnsonPompano Beach
- Anne B. MacleanPompano Beach
- Frederick R. Maclean IIIPompano Beach · Certified Financial Planner, Chartered Financial Analyst
- Frederick R. Maclean, Jr.Pompano Beach · Certified Financial Planner, Chartered Financial Analyst
- Robert I. McCarverPompano Beach
- Jeff D. RealejoPompano Beach · Certified Financial Planner
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