Chief Operating Officer · Vaughan Nelson Investment Management, L.P.
Nathan E. Sloan
CRD 5772796 · Named on Form ADV at one SEC-registered adviser
At a glance
Vaughan Nelson Investment Management, L.P., an SEC-registered asset manager based in Houston, TX with $12.2 billion in regulatory assets, lists Nathan E. Sloan on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- Vaughan Nelson Investment Management, L.P.Chief Operating OfficerAsset manager · Houston, TX · $12B in regulatory assets
AtlasMembers
Nathan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Christopher D. WallisDirector, CEO & CIO, Vaughan Nelson Investment Management, L.P.
- David L. GiuntaDirector, Vaughan Nelson Investment Management, L.P.
- James T. OrfanosDirector, Vaughan Nelson Investment Management, L.P.
- Steven PsaledakisPresident, Vaughan Nelson Investment Management, L.P.
- Carlos GonzalezChief Compliance Officer, Vaughan Nelson Investment Management, L.P.
2 more people named with Nathan on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nathan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.