Director · Vaughan Nelson Investment Management, L.P.
James T. Orfanos
CRD 6700590 · Named on Form ADV at one SEC-registered adviser
At a glance
Vaughan Nelson Investment Management, L.P., an SEC-registered asset manager based in Houston, TX with $12.2 billion in regulatory assets, lists James T. Orfanos on its Form ADV as Director, a control person.
Firms and roles
- Vaughan Nelson Investment Management, L.P.DirectorAsset manager · Houston, TX · $12B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Christopher D. WallisDirector, CEO & CIO, Vaughan Nelson Investment Management, L.P.
- David L. GiuntaDirector, Vaughan Nelson Investment Management, L.P.
- Steven PsaledakisPresident, Vaughan Nelson Investment Management, L.P.
- Carlos GonzalezChief Compliance Officer, Vaughan Nelson Investment Management, L.P.
- Nathan E. SloanChief Operating Officer, Vaughan Nelson Investment Management, L.P.
2 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.