Chairman, President & CEO · ON Investment Management Co
Nancy M Westbrock
CRD 5637288 · Named on Form ADV at one SEC-registered adviser
At a glance
ON Investment Management Co, an SEC-registered broker-dealer firm based in Cincinnati, OH with $3.2 billion in regulatory assets, lists Nancy M Westbrock on its Form ADV as Chairman, President & CEO, a control person.
Firms and roles
- ON Investment Management CoChairman, President & CEOBroker-dealer firm · Cincinnati, OH · $3.2B in regulatory assets
AtlasMembers
Nancy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Matthew J. CollinsChief Compliance Officer, ON Investment Management Co
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nancy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.