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President, Chief Executive Officer, Treasurer, Secretary · Cathay Capital NA, LLC

Mingpo Cai

CRD 6520571 · Named on Form ADV at one SEC-registered adviser

At a glance

Cathay Capital NA, LLC, an SEC-registered private fund adviser based in New York, NY with $77 million in regulatory assets, lists Mingpo Cai on its Form ADV as President, Chief Executive Officer, Treasurer, Secretary, a control person.

Firms and roles

  • Cathay Capital NA, LLCPresident, Chief Executive Officer, Treasurer, SecretaryPrivate fund adviser · New York, NY · $77M in regulatory assets

AtlasMembers

Mingpo’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Mark M. WoodsPartner, Chief Compliance Officer, Cathay Capital NA, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mingpo’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.