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Partner, Chief Compliance Officer · Cathay Capital NA, LLC

Mark M. Woods

CRD 5391935 · Named on Form ADV at one SEC-registered adviser

At a glance

Cathay Capital NA, LLC, an SEC-registered private fund adviser based in New York, NY with $77 million in regulatory assets, lists Mark M. Woods on its Form ADV as Partner, Chief Compliance Officer, a control person.

Firms and roles

  • Cathay Capital NA, LLCPartner, Chief Compliance OfficerPrivate fund adviser · New York, NY · $77M in regulatory assets

AtlasMembers

Mark’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Mingpo CaiPresident, Chief Executive Officer, Treasurer, Secretary, Cathay Capital NA, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.