Adviser and broker representative · LPL Financial LLC
Michael D. Roach
CRD 2406289 · Fort Myers, FL
At a glance
Michael D. Roach is an investment adviser representative with LPL Financial LLC in Fort Myers, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Michael’s SEC record dates to 1993, about 33 years ago. Michael is also registered as a broker representative.
Current advisory firm
- LPL Financial LLCSince April 2022Fort Myers, FL · $819B in regulatory assets
SEC adviser record
- Registered since
- 1993 (33 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Michael’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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