Adviser and broker representative · Kestra Advisory Services, LLC
Michael E. Mullis
CRD 4038351 · Austin, TX
At a glance
Michael E. Mullis is an investment adviser representative with Kestra Advisory Services, LLC in Austin, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Michael’s SEC record dates to 1999, about 26 years ago. Michael is also registered as a broker representative. Designations on file: Personal Financial Specialist.
Current advisory firm
- Kestra Advisory Services, LLCSince September 2023Austin, TX · $80B in regulatory assets
SEC adviser record
- Registered since
- 1999 (26 years)
- Designations
- Personal Financial Specialist
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Michael’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.