Chief Compliance Officer · Wright Investors Service Inc
Michael J Fleming
CRD 6890332 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Wright Investors Service Inc, an SEC-registered asset manager based in Shelton, CT with $1.2 billion in regulatory assets, lists Michael J Fleming on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Michael at 2 other registered advisers.
Firms and roles
- Wright Investors Service IncChief Compliance OfficerAsset manager · Shelton, CT · $1.2B in regulatory assets
- Wright Private Asset Management LLCChief Compliance OfficerAsset manager · Shelton, CT · $74M in regulatory assets
- The Winthrop CorporationChief Compliance OfficerAsset manager · Shelton, CT · $0M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Amit S. KhandwalaChairman, CEO and CIO, Wright Investors Service Inc
- Manish MaheshwariPresident and Co-Cio, Wright Investors Service Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.