Chief Compliance Officer · Hightower Advisors, LLC
Michael Bernardo
CRD 2709691 · Named on Form ADV at one SEC-registered adviser
At a glance
Hightower Advisors, LLC, an SEC-registered wealth manager based in Chicago, IL with $198.6 billion in regulatory assets, lists Michael Bernardo on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Hightower Advisors, LLCChief Compliance OfficerWealth manager · Chicago, IL · $199B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Daniel J. BergChief Financial Officer, Hightower Advisors, LLC
- Douglas J. BessoChief Technology Officer, Hightower Advisors, LLC
- Barry A. CovielloNational Director of Field Supervision, Hightower Advisors, LLC
- Jared N. SchwartzChief Risk Officer, Hightower Advisors, LLC
- Barrett LopezGeneral Counsel, Corporate and M&a, Hightower Advisors, LLC
4 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.