Director of Investments · Swisher Financial Concepts, Inc.
Michael A Henn
CRD 4582922 · Named on Form ADV at one SEC-registered adviser
At a glance
Swisher Financial Concepts, Inc., an SEC-registered wealth manager based in Westerville, OH with $317 million in regulatory assets, lists Michael A Henn on its Form ADV as Director of Investments.
Firms and roles
- Swisher Financial Concepts, Inc.Director of InvestmentsWealth manager · Westerville, OH · $317M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Daniel E. WolfordPresident, Swisher Financial Concepts, Inc.
- Brett S. VandervortDirector of Operations and Chief Compliance Officer, Swisher Financial Concepts, Inc.
- ZACHARY A. KOUNTZVice President and Secretary, Swisher Financial Concepts, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.