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Chief Risk Officer, Assistant General Counsel, and Compliance Officer · Gateway Investment Advisers, LLC

Maxwell J. Hopkins

CRD 6079029 · Named on Form ADV at one SEC-registered adviser

At a glance

Gateway Investment Advisers, LLC, an SEC-registered asset manager based in Cincinnati, OH with $11.6 billion in regulatory assets, lists Maxwell J. Hopkins on its Form ADV as Chief Risk Officer, Assistant General Counsel, and Compliance Officer.

Firms and roles

  • Gateway Investment Advisers, LLCChief Risk Officer, Assistant General Counsel, and Compliance OfficerAsset manager · Cincinnati, OH · $12B in regulatory assets

AtlasMembers

Maxwell’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (14)

  • Tricia G. TomichGeneral Counsel, Chief Compliance Officer, and Secretary, Gateway Investment Advisers, LLC
  • Julie M. SchmuellingPresident, Chief Operating Officer, and Board Member, Gateway Investment Advisers, LLC
  • Michael T. BuckiusChief Executive Officer, Chief Investment Officer, Board Member, and Portfolio Manager, Gateway Investment Advisers, LLC
  • Kenneth H. ToftSenior Vice President and Portfolio Manager, Gateway Investment Advisers, LLC
  • David L. GiuntaBoard Member, Gateway Investment Advisers, LLC

9 more people named with Maxwell on the same filings, with titles and firms. Free in Atlas with a free account.

See all 14 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Maxwell’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.