Adviser and broker representative · Provenance Wealth Advisors
Martha Swain
CRD 1533798 · Fort Lauderdale, FL
At a glance
Martha Swain is an investment adviser representative with Provenance Wealth Advisors in Fort Lauderdale, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Martha’s SEC record dates to 2011, about 15 years ago. Martha is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Provenance Wealth AdvisorsSince April 2011Fort Lauderdale, FL · $3.6B in regulatory assets
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- Certified Financial Planner
- Exams
- –
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Martha’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Provenance Wealth Advisors
- William C. Dahm IIIFort Lauderdale · Certified Financial Planner
- Augusto J. De LunaFort Lauderdale
- Sean T. DevineyFort Lauderdale
- Evan DunayerFort Lauderdale
- Brendan T. HayesFort Lauderdale
- Lee F. HedigerFort Lauderdale
- Joseph KarlFort Lauderdale
- Kathleen G. MarteneyFort Lauderdale
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