Adviser and broker representative · Stifel, Nicolaus & Company, Incorporated

Mark A. Smith

CRD 1711887 · Clearwater, FL

At a glance

Mark A. Smith is an investment adviser representative with Stifel, Nicolaus & Company, Incorporated in Clearwater, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Mark’s SEC record dates to 1994, about 32 years ago. Mark is also registered as a broker representative.

Current advisory firm

Stifel, Nicolaus & Company, IncorporatedSince March 2013Clearwater, FL · $198B in regulatory assets

SEC adviser record

Registered since: 1994 (32 years)
Designations: None on file
Exams: Series 63
Registered in: 3 states
Also a broker representative: Yes
Disclosures on record: None

AtlasMembers

Mark’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website: Locked
Previous firms, with start and end dates: 3 firmsLocked
Employment history: Locked
States they’re registered in: Locked
Outside business activities: Locked
When they joined their current firm, and their firm’s growth: Locked

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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