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Director · Merganser Capital Management, LLC

Marc G. Puglia

CRD 6262774 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Merganser Capital Management, LLC, an SEC-registered asset manager based in Boston, MA with $17.7 billion in regulatory assets, lists Marc G. Puglia on its Form ADV as Director, a control person. The SEC filings also name Marc at 1 other registered adviser.

Firms and roles

AtlasMembers

Marc’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

  • Andrew M SmockCo-Chief Investment Officer, Principal, Director (chairman), Merganser Capital Management, LLC
  • Jeffrey C. AddisChief Financial Officer, Principal, Merganser Capital Management, LLC
  • Michael J. CloutierChief Executive Officer, Managing Principal, Director, Merganser Capital Management, LLC
  • Kimberly A. VossChief Compliance Officer, Principal, Merganser Capital Management, LLC
  • Paul J. SalemDirector, Merganser Capital Management, LLC

5 more people named with Marc on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marc’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.