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Co-Chief Investment Officer, Principal, Director (chairman) · Merganser Capital Management, LLC

Andrew M Smock

CRD 5865934 · Named on Form ADV at one SEC-registered adviser

At a glance

Merganser Capital Management, LLC, an SEC-registered asset manager based in Boston, MA with $17.7 billion in regulatory assets, lists Andrew M Smock on its Form ADV as Co-Chief Investment Officer, Principal, Director (chairman), a control person.

Firms and roles

AtlasMembers

Andrew’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Jeffrey C. AddisChief Financial Officer, Principal, Merganser Capital Management, LLC
  • Marc G. PugliaDirector, Merganser Capital Management, LLC
  • Michael J. CloutierChief Executive Officer, Managing Principal, Director, Merganser Capital Management, LLC
  • Kimberly A. VossChief Compliance Officer, Principal, Merganser Capital Management, LLC
  • Paul J. SalemDirector, Merganser Capital Management, LLC

1 more person named with Andrew on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.