General Counsel · First Trust Capital Management L.P.
Marc D Bassewitz
CRD 5715569 · Named on Form ADV at one SEC-registered adviser
At a glance
First Trust Capital Management L.P., an SEC-registered asset manager based in Chicago, IL with $12.7 billion in regulatory assets, lists Marc D Bassewitz on its Form ADV as General Counsel, a control person.
Firms and roles
- First Trust Capital Management L.P.General CounselAsset manager · Chicago, IL · $13B in regulatory assets
AtlasMembers
Marc’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Michael D. PeckCeo/co-Cio, First Trust Capital Management L.P.
- Chad S. EisenbergChief Operating Officer, First Trust Capital Management L.P.
- Yadira GuzmanCFO, First Trust Capital Management L.P.
- Thomas ReckleyPresident, First Trust Capital Management L.P.
- Jennifer Y. KennyChief Compliance Officer, First Trust Capital Management L.P.
1 more person named with Marc on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marc’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.