Adviser and broker representative · Wells Fargo Clearing Services, LLC
Maitram T. Nguyen
CRD 6324387 · Pasadena, CA
At a glance
Maitram T. Nguyen is an investment adviser representative with Wells Fargo Clearing Services, LLC in Pasadena, CA, according to the SEC’s Investment Adviser Public Disclosure records. Maitram is also registered as a broker representative.
Current advisory firm
- Wells Fargo Clearing Services, LLCSince September 2026Pasadena, CA · $671B in regulatory assets
SEC adviser record
- Registered since
- 2026
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Maitram’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.