Adviser and broker representative · LPL Financial LLC
Louis E. Wray Jr.
CRD 2051470 · Lake St Louis, MO
At a glance
Louis E. Wray Jr. is an investment adviser representative with LPL Financial LLC in Lake St Louis, MO, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Louis’s SEC record dates to 2007, about 19 years ago. Louis is also registered as a broker representative.
Current advisory firms
- LPL Financial LLCSince January 2025Lake St Louis, MO · $819B in regulatory assets
- Cornerstone Wealth Management, LLCSince March 2017Lake St Louis, MO · $4.9B in regulatory assets
SEC adviser record
- Registered since
- 2007 (19 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Louis’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at LPL Financial LLC
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- Lori L. WrayLake St Louis
- Samuel M. AamotBeverly Hills
- Patrick E. AaronWashington
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- Fred D. AbajeloSan Jose
- Peter AbbateLakeland
- Hunter R. AbbeWaco
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