Chief Compliance Officer and Legal Counsel · Van Berkom and Associates Inc.
Louis-Philippe Marineau
CRD 8182840 · Named on Form ADV at one SEC-registered adviser
At a glance
Van Berkom and Associates Inc., an SEC-registered broker-dealer firm based in Montreal, Quebec, Canada with $3.4 billion in regulatory assets, lists Louis-Philippe Marineau on its Form ADV as Chief Compliance Officer and Legal Counsel.
Firms and roles
- Van Berkom and Associates Inc.Chief Compliance Officer and Legal CounselBroker-dealer firm · Montreal, Quebec, Canada · $3.4B in regulatory assets
AtlasMembers
Louis-Philippe’s stakes and control
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Colleagues named on the same filings (16)
- Joannes S. Van BerkomFounder & Partner, Honorary Chairman of the Board, Van Berkom and Associates Inc.
- Mathieu SiroisPartner, Chief Executive Officer, President, Senior Portfolio Manager, U.S. Small-Cap Equities, Ultimate Designated Person, Van Berkom and Associates Inc.
- Muhammad Ammar AliPartner & Senior Analyst, U.S. Small-Cap Equities, Van Berkom and Associates Inc.
- Ghislaine Van BerkomSecretary, Van Berkom and Associates Inc.
- Gabriel Bouchard- PhillipsPartner & Senior Portfolio Manager, Canadian Small-Cap Equities, Van Berkom and Associates Inc.
11 more people named with Louis-Philippe on the same filings, with titles and firms. Free in Atlas with a free account.
See all 16 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Louis-Philippe’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.