VFA Chief Compliance Officer Investment Advisory · Valic Financial Advisors, Inc.
Louis Ducote
CRD 6913500 · Named on Form ADV at one SEC-registered adviser
At a glance
Valic Financial Advisors, Inc., an SEC-registered broker-dealer firm based in Houston, TX with $29.2 billion in regulatory assets, lists Louis Ducote on its Form ADV as VFA Chief Compliance Officer Investment Advisory, a control person.
Firms and roles
- Valic Financial Advisors, Inc.VFA Chief Compliance Officer Investment AdvisoryBroker-dealer firm · Houston, TX · $29B in regulatory assets
AtlasMembers
Louis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Cynthia Lea BurnetteChief Financial Officer and Treasurer, Valic Financial Advisors, Inc.
- Michael ForteyVFA Chief Compliance Officer Broker Dealer, Valic Financial Advisors, Inc.
- Veronica Lynette RinkVice President, Business Administration, Valic Financial Advisors, Inc.
- Krista De Lois GibsonPresident; SVP, Head of Product & Advisory Services, Valic Financial Advisors, Inc.
- John Albert LoganChief Operations Officer, Valic Financial Advisors, Inc.
1 more person named with Louis on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Louis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.